Review:
Securities Exchange Commission
overall review score: 4.2
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score is between 0 and 5
The Securities and Exchange Commission (SEC) is a federal agency that regulates and supervises the securities industry, including stock exchanges, broker-dealers, investment advisors, and mutual funds.
Key Features
- Regulating securities markets
- Enforcing securities laws
- Protecting investors
Pros
- Ensures fair and transparent markets
- Protects investors from fraudulent activities
- Promotes market stability
Cons
- Criticism for being slow to respond to financial crises
- Some argue it is too lenient on corporations